论文标题

公共卫生的概念性自然和准实验

Conceptualising Natural and Quasi Experiments in Public Health

论文作者

de Vocht, Frank, Katikireddi, Srinivasa Vittal, McQuire, Cheryl, Tilling, Kate, Hickman, Matthew, Craig, Peter

论文摘要

背景:自然或准实验呼吁进行公共卫生研究,因为它们能够评估难以或不可能在实验中操纵的事件或干预措施,例如许多政策和卫生系统改革。但是,文献中仍然存在关于其定义以及它们如何与随机对照实验以及其他观察设计的差异的歧义。 方法:在公共卫生评估的背景下,我们概念化了自然实验,将研究设计与目标试验框架保持一致,并为改进其设计和报告提供了建议。 结果:自然实验研究结合了实验和非实验性的特征。它们与RCT的不同,因为研究人员与其他观察性设计不同,因为它们评估了事件或暴露变化的影响,但研究人员不受研究人员的控制。因此,从理论上讲,它们比其他观察性研究设计不容易受到偏见的影响。重要的是,因果推断的强度取决于可以将暴露分配视为“ AS-IF随机”的合理性。目标试验框架为评估此类索赔的合理性提供了系统的基础,并启用了一种评估其他设计元素的结构化方法。 结论:自然实验研究应被视为一种独特的研究设计,而不是一组非随机干预措施的工具。自然实验与目标试验框架的一致性将阐明有关公共卫生干预措施有效性的证据的强度。

Background: Natural or quasi experiments are appealing for public health research because they enable the evaluation of events or interventions that are difficult or impossible to manipulate experimentally, such as many policy and health system reforms. However, there remains ambiguity in the literature about their definition and how they differ from randomised controlled experiments and from other observational designs. Methods: We conceptualise natural experiments in in the context of public health evaluations, align the study design to the Target Trial Framework, and provide recommendation for improvement of their design and reporting. Results: Natural experiment studies combine features of experiments and non-experiments. They differ from RCTs in that exposure allocation is not controlled by researchers while they differ from other observational designs in that they evaluate the impact of event or exposure changes. As a result they are, in theory, less susceptible to bias than other observational study designs. Importantly, the strength of causal inferences relies on the plausibility that the exposure allocation can be considered "as-if randomised". The target trial framework provides a systematic basis for assessing the plausibility of such claims, and enables a structured method for assessing other design elements. Conclusions: Natural experiment studies should be considered a distinct study design rather than a set of tools for analyses of non-randomised interventions. Alignment of natural experiments to the Target Trial framework will clarify the strength of evidence underpinning claims about the effectiveness of public health interventions.

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