论文标题

随机筛查试验中早期治疗效果的仪器变量估计

Instrumental variable estimation of early treatment effect in randomized screening trials

论文作者

Saha, Sudipta, Liu, Zhihui, Saarela, Olli

论文摘要

对癌症的随机筛查试验的主要分析通常遵守意向到屏幕原理,从而测量筛查和控制臂之间的癌症特异性死亡率降低。这些死亡率降低是由筛查方案,筛查技术以及早期,筛查引起的治疗的效果的组合而产生的。这激发了分别解决这些不同方面的问题。在这里,我们对筛查可检测的亚组对早期和延迟治疗对癌症死亡率的因果影响感兴趣,在某些假设下,使用仪器变量类型方法可以根据常规的随机筛查试验来估算。为了定义感兴趣的因果效应,我们基于假设的干预试验制定了简化的结构多状态模型,以筛查试验,其中筛查被检测到的个体将被随机分为早期而延迟治疗。筛查检测后的癌症特异性死亡率降低是通过特异性危害比定量的。为此,我们根据估计方程和可能性表达提出了两个估计量。该方法将现有的仪器变量方法扩展到时间依赖于时间依赖的中间变量,以将其用于事件和竞争风险结果。使用多状态模型作为数据生成机制的基础,我们通过模拟研究研究了新估计器的性能。此外,我们使用美国国家肺筛查试验(NLST)数据说明了在CT筛查肺癌的CT筛查中提出的方法。

The primary analysis of randomized screening trials for cancer typically adheres to the intention-to-screen principle, measuring cancer-specific mortality reductions between screening and control arms. These mortality reductions result from a combination of the screening regimen, screening technology and the effect of the early, screening-induced, treatment. This motivates addressing these different aspects separately. Here we are interested in the causal effect of early versus delayed treatments on cancer mortality among the screening-detectable subgroup, which under certain assumptions is estimable from conventional randomized screening trial using instrumental variable type methods. To define the causal effect of interest, we formulate a simplified structural multi-state model for screening trials, based on a hypothetical intervention trial where screening detected individuals would be randomized into early versus delayed treatments. The cancer-specific mortality reductions after screening detection are quantified by a cause-specific hazard ratio. For this, we propose two estimators, based on an estimating equation and a likelihood expression. The methods extend existing instrumental variable methods for time-to-event and competing risks outcomes to time-dependent intermediate variables. Using the multi-state model as the basis of a data generating mechanism, we investigate the performance of the new estimators through simulation studies. In addition, we illustrate the proposed method in the context of CT screening for lung cancer using the US National Lung Screening Trial (NLST) data.

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