论文标题

面部质量估计及其与人口统计和非人口统计学偏见的相关性

Face Quality Estimation and Its Correlation to Demographic and Non-Demographic Bias in Face Recognition

论文作者

Terhörst, Philipp, Kolf, Jan Niklas, Damer, Naser, Kirchbuchner, Florian, Kuijper, Arjan

论文摘要

面部质量评估旨在估计面部图像的实用性,以识别识别目的。这是实现高面识别性能的关键因素。当前,这些面部识别系统的高性能带有对人口统计学和非人口统计学子组的强烈偏见。最近的工作表明,面部质量评估算法应适应部署的面部识别系统,以实现高度准确,稳健的质量估计。但是,这可能导致偏向转移到面部质量评估,从而导致歧视性效应,例如在入学期间。在这项工作中,我们对面部识别和面部质量评估的偏见之间的相关性进行了深入的分析。实验是在两个受欢迎的脸部嵌入在受控和不受控制的情况下捕获的两个公共可用数据集上进行的。我们评估了四种最先进的解决方案,以评估面部质量的偏见,种族和年龄。实验表明,面部质量评估解决方案将质量值分配给受识别偏差影响的亚组的质量值大大降低,表明这些方法也存在偏差。这提出了对未来工作必须解决的公平和歧视的道德问题。

Face quality assessment aims at estimating the utility of a face image for the purpose of recognition. It is a key factor to achieve high face recognition performances. Currently, the high performance of these face recognition systems come with the cost of a strong bias against demographic and non-demographic sub-groups. Recent work has shown that face quality assessment algorithms should adapt to the deployed face recognition system, in order to achieve highly accurate and robust quality estimations. However, this could lead to a bias transfer towards the face quality assessment leading to discriminatory effects e.g. during enrolment. In this work, we present an in-depth analysis of the correlation between bias in face recognition and face quality assessment. Experiments were conducted on two publicly available datasets captured under controlled and uncontrolled circumstances with two popular face embeddings. We evaluated four state-of-the-art solutions for face quality assessment towards biases to pose, ethnicity, and age. The experiments showed that the face quality assessment solutions assign significantly lower quality values towards subgroups affected by the recognition bias demonstrating that these approaches are biased as well. This raises ethical questions towards fairness and discrimination which future works have to address.

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